Joseph P. Okaly
WORLD INVESTMENTS
Cedar Knolls, NJ 07927
Some features on this profile are disabled
CRD#: 5377082
Professional summary
Joseph P Okaly, CFP® is a registered financial advisor currently at WORLD INVESTMENTS, LLC located in Cedar Knolls, New Jersey and NEW HORIZONS WEALTH MANAGEMENT located in Cedar Knolls, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. World Investments, Inc., formerly TFS INSURANCE AGENCY, INC.; 437 NEWMAN SPRINGS RD, LINCROFT, NJ 07738; AGENT; START - 1/30/09; VARIOUS PRODUCTS AND CARRIERS; 2HRS/MO - 2HRS/MO MKT HOURS. 2. BUY/HOLD PLUS - World Investments, Inc., formerly TFS ADVISORY SERVICES; 437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738; CO-PORTFOLIO MANAGER; START 7/31/2011; 5 HRS/MO - 4HRS/MO MKT HOURS; 3. ENJOY MORE 30s-FAMILY FINANCE PODCAST; START 2/1/2021 - PODCAST HOST; PROVIDE ADVICE RELATING TO FAMILY FINANCE TO INDIVIDUALS/FAMILIES THAT HAVE LIMITED EDUCATION AND PROFESSIONAL RESOURCES - NO COMPENSATION; 1HRS WEEKLY/0-2 HRS DURING MKT HOURS. 3. NHWM LLC - RIA; investment related; 240 CEDAR KNOLLS RD, STE 306, CEDAR KNOLLS, NJ; OWNER START 11/22/2023; PROVIDE INVESTMENT MANAGEMENT AND ADVISORY SERVICES, INCLUDING FINANCIAL PLANNING. PROVIDE INDEPENDENT ADVISORY SERVICES WITH DIRECT CONTROL OF CUSTODIAN RELATIONSHIPS AND SUPPORTING SOFTWARE AND ACTIVITIES; 35 HRS WK/6.5 DURING MARKET HOURS. 4. The FINANCIAL PINWHEEL; Wayne, NJ; AUTHOR - FINANCIAL EDUCATION; START 1/13/2025 - 4 hours per month; 4 hours a month, during security hours; FINANCIAL EDUCATION BOOK, AUDIOBOOK, WEBSITE, AND BOOK DERIVED COURSE VIDEOS; PROVIDING SELF-HELP FINANCIAL EDUCATION RESOURCES TO MIDDLE CLASS FAMILIES
CRS (Client Relationship Summary) - BD
Click below to view Joseph P Okaly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
August 5, 2008 - Present
WORLD INVESTMENTS, LLC
Office #1: 240 Cedar Knolls Road Suite 306, Cedar Knolls, NJ 07927BD
CRD#: 20626
Cedar Knolls, NJ
Current
December 7, 2023 - Present
NEW HORIZONS WEALTH MANAGEMENT
Office #1: 240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927RIA
CRD#: 328155
Cedar Knolls, NJ
Current
July 3, 2008 - Present
WORLD INVESTMENTS, LLC
Office #1: 240 Cedar Knolls Road Suite 306, Cedar Knolls, NJ 07927BD
CRD#: 20626
Cedar Knolls, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2023)
RR
Arizona(8/20/2019)
RR
Colorado(11/30/2021)
RR
Connecticut(8/27/2019)
RR
Delaware(1/28/2016)
RR
Florida(5/3/2013)
IAR
Florida(5/8/2013)
RR
Illinois(3/29/2019)
RR
Indiana(10/6/2016)
RR
Kansas(11/30/2011)
RR
Kentucky(7/28/2023)
RR
Maine(5/16/2023)
RR
Maryland(12/16/2014)
RR
Massachusetts(8/27/2024)
RR
Michigan(11/30/2021)
RR
New Hampshire(7/20/2021)
RR
New Jersey(7/3/2008)
IAR
New Jersey(8/5/2008)
RR
New York(9/29/2010)
RR
North Carolina(1/12/2016)
RR
Ohio(5/14/2018)
RR
Pennsylvania(4/15/2019)
RR
South Carolina(7/7/2020)
RR
Tennessee(11/30/2021)
RR
Texas(12/20/2024)
IAR
Texas(7/3/2025)
RR
Vermont(11/30/2021)
RR
Virginia(11/30/2021)
RR
Washington(1/12/2016)
RR
Wisconsin(11/30/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WORLD INVESTMENTS, LLC
COLTS NECK WHY T&T SECURITIES, INC. | WORLD INVESTMENTS, LLC | WORLD INVESTMENTS, INC. | WORLD ADVISORY SERVICES | TFS WEALTH MANAGEMENT | TFS SECURITIES, INC. | TFS POTFOLIO ADVISORY SERVICES | TFS PORTFOLIO ADVISORY SERVICES,DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES, A DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES | TFS ADVISORY SERVICES | NASD SPELLING ERROR - POTFOLIO SHOULD BE PORTFOLIO | INNOVATIVE MARKET TRENDS | FREEMAN & VANNAUKER | FFP WEALTH MANAGEMENT
CRD#: 20626 / SEC#: 801-56426, 8-38377
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
437 Newman Springs Road, Lincroft, NJ 07738
Mailing Address
437 Newman Springs Road, Lincroft, NJ 07738
Phone number
(732) 758-9300
Established
New Jersey since 09/30/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
217
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
