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Joseph P Okaly

Joseph P. Okaly

NEW HORIZONS WEALTH MANAGEMENT
Cedar Knolls, NJ 07927
Some features on this profile are disabled
CRD#: 5377082
Joseph P Okaly

Professional summary

Joseph P Okaly, CFP® is a registered financial advisor currently at NEW HORIZONS WEALTH MANAGEMENT located in Cedar Knolls, New Jersey and WORLD INVESTMENTS, LLC located in Cedar Knolls, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph P Okaly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

December 7, 2023 - Present

NEW HORIZONS WEALTH MANAGEMENT

Office #1: 240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927
RIA
CRD#: 328155
Cedar Knolls, NJ
Current

July 3, 2008 - Present

WORLD INVESTMENTS, LLC

Office #1: 240 Cedar Knolls Road Suite 306, Cedar Knolls, NJ 07927
BD
CRD#: 20626
Cedar Knolls, NJ
Past

August 5, 2008 - December 3, 2025

WORLD INVESTMENTS, LLC

RIA
CRD#: 20626
LINCROFT, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NH
NEW HORIZONS WEALTH MANAGEMENT
NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA
Registered Investment Advisory firm - (10/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/8/2023)
RR
Arizona
(8/20/2019)
RR
Colorado
(11/30/2021)
RR
Connecticut
(8/27/2019)
RR
Delaware
(1/28/2016)
RR
Florida
(5/3/2013)
RR
Illinois
(3/29/2019)
RR
Indiana
(10/6/2016)
RR
Kansas
(11/30/2011)
RR
Kentucky
(7/28/2023)
RR
Maine
(5/16/2023)
RR
Maryland
(12/16/2014)
RR
Massachusetts
(8/27/2024)
RR
Michigan
(11/30/2021)
RR
New Hampshire
(7/20/2021)
RR
New Jersey
(7/3/2008)
IAR
New Jersey
(12/7/2023)
RR
New York
(9/29/2010)
RR
North Carolina
(1/12/2016)
RR
Ohio
(5/14/2018)
RR
Pennsylvania
(4/15/2019)
RR
South Carolina
(7/7/2020)
RR
Tennessee
(11/30/2021)
RR
Texas
(12/20/2024)
IAR
Texas
(7/3/2025)
RR
Vermont
(11/30/2021)
RR
Virginia
(11/30/2021)
RR
Washington
(1/12/2016)
RR
Wisconsin
(11/30/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/4/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/2/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NH
NEW HORIZONS WEALTH MANAGEMENT
NEW HORIZONS WEALTH MANAGEMENT | NHWM LLC

CRD#: 328155 / SEC#: 801-128979

RIA
Registered Investment Advisory firm - (10/31/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927
Mailing Address
Phone number
(973) 540-1066
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (2/10/2026)
FORM ADV PART 2A (2/10/2026)

Regulatory assets under management

Total Number of Accounts740
AUM (Assets Under Management)$ 203,265,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW HORIZONS WEALTH MANAGEMENT

CRD#: 328155Cedar Knolls, NJ 07927

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