Juchang Hua
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juchang Hua, who also goes by Jay Hua, Juchang Hua, Juchang Jua, was a registered financial professional .
Juchang is a previously registered financial professional and started their career in finance in 2009. Juchang had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2020 - May 25, 2022
TWO SIGMA SECURITIES, LLC
October 5, 2017 - September 25, 2019
DEUTSCHE BANK SECURITIES INC.
September 25, 2013 - July 17, 2017
MORGAN STANLEY & CO. LLC
February 24, 2009 - September 17, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/6/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
