Ariana N. Monchick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ariana Nicole Monchick, who also goes by Ariana Monchick, was a registered financial professional .
Ariana is a previously registered financial professional and started their career in finance in 2007. Ariana had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2017 - October 23, 2018
SUMMIT FINANCIAL GROUP INC
January 23, 2017 - October 23, 2018
SUMMIT BROKERAGE SERVICES, INC.
January 23, 2017 - October 23, 2018
CETERA INVESTMENT SERVICES LLC
January 23, 2017 - October 23, 2018
CETERA FINANCIAL SPECIALISTS LLC
January 23, 2017 - October 23, 2018
CETERA ADVISORS LLC
January 23, 2017 - October 23, 2018
CETERA WEALTH SERVICES, LLC
January 27, 2011 - December 31, 2016
LEGEND ADVISORY, LLC
October 9, 2007 - December 31, 2016
LEGEND EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
