Jonathan M. Prescott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Miles Mcmillen Prescott, who also goes by Jonathan Prescott, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2007. Jonathan had worked at 2 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2014 - July 5, 2016
GE CAPITAL MARKETS, INC.
July 22, 2008 - August 24, 2015
GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC
August 3, 2007 - December 31, 2012
GE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GE CAPITAL MARKETS, INC.
CRD#: 13349 / SEC#: , 8-29149
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
