AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FK

Frederick M. Kort

CURA WEALTH ADVISORS
CHICAGO, IL 60601
Some features on this profile are disabled
CRD#: 5376727
FK

Professional summary

Frederick Maximilian Kort, CFP®, CIMA®, who also goes by F. Maximilian Kort, Frederick M Kort, Maximilian Frederick Kort, is a registered financial advisor currently at CURA WEALTH ADVISORS, LLC located in Chicago, Illinois.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Frederick has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

F. Maximilian Kort | Frederick M Kort | Maximilian Frederick Kort

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Maximilian Kort's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

CIMA®

Certified Investment Management Analyst

Experience

Current

April 29, 2025 - Present

CURA WEALTH ADVISORS, LLC

Office #1: 180 North Stetson Ave Ste 3500, Chicago, IL 60601
RIA
CRD#: 332511
CHICAGO, IL
Past

September 29, 2021 - January 8, 2026

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
Chicago, IL
Past

May 21, 2018 - September 24, 2021

IHT WEALTH MANAGEMENT LLC

RIA
CRD#: 171481
CHICAGO, IL
Past

May 10, 2018 - May 18, 2018

INSIGHT SECURITIES, INC.

RIA
CRD#: 5611
HIGHLAND PARK, IL
Past

September 11, 2007 - June 6, 2018

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

August 22, 2007 - June 6, 2018

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CURA WEALTH ADVISORS, LLC
CURA WEALTH | CURA WEALTH ADVISORS, LLC

CRD#: 332511 / SEC#: 801-130922

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/29/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/10/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/4/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2007
General Securities Representative Examination

Current Firm

CW
CURA WEALTH ADVISORS, LLC
CURA WEALTH | CURA WEALTH ADVISORS, LLC

CRD#: 332511 / SEC#: 801-130922

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
180 North Stetson Ave Ste 3500, Chicago, IL 60601
Mailing Address
Phone number
(312) 320-0058
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts701
AUM (Assets Under Management)$ 527,732,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURA WEALTH ADVISORS, LLC

CRD#: 332511Chicago, IL 60601

TRUST BUT VERIFY

Monitor Frederick Kort

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.