Anna K. Bronstein

SPRINGREEF LLC

Chatham, NJ

Some features on this profile are disabled

CRD#: 5376353

Professional summary

Anna Katarzyna Bronstein, who also goes by Anna Rygiel, is a registered financial advisor currently at SPRINGREEF LLC located in Chatham, New Jersey.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Anna has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anna Rygiel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Katarzyna Bronstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2013 - Present

SPRINGREEF LLC

RIA

CRD#: 155455

Chatham, NJ

Past

April 17, 2008 - April 8, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

September 19, 2007 - April 8, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/2007

General Securities Representative Examination

Current Firm

SPRINGREEF LLC

ARONSON SPRINGREEF LLC | SPRINGREEF PARTNERS, LLC | SPRINGREEF LLC

CRD#: 155455 / SEC#:

California

Registered Investment Advisory firm - (11/5/2024 Approved)

District of Columbia

Registered Investment Advisory firm - (11/12/2014 Approved)

Florida

Registered Investment Advisory firm - (4/20/2016 Approved)

Louisiana

Registered Investment Advisory firm - (8/20/2018 Approved)

Maryland

Registered Investment Advisory firm - (7/10/2013 Approved)

Nevada

Registered Investment Advisory firm - (5/14/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/2010 Approved)

New York

Registered Investment Advisory firm - (5/14/2015 Approved)

Texas

Registered Investment Advisory firm - (2/24/2015 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (12/1/2015 Approved)

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Contact information

Main Address

Chatham, NJ

Mailing Address

Phone number

(973) 577-3184

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna K. Bronstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Katarzyna Bronstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRINGREEF LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2007

Series 7

Date: 9/18/2007

Current Firm

SPRINGREEF LLC

Contact information

Documents

Red Flags

Company Information

SPRINGREEF LLC

TRUST BUT VERIFY

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