Nicholas G. Sherf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Gregory Sherf was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2014. Nicholas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2014 - November 21, 2014
FIRSTPOINT FINANCIAL, LLC
October 6, 2014 - November 21, 2014
MSEC, LLC
May 20, 2014 - July 2, 2014
WADDELL & REED
January 28, 2014 - July 2, 2014
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
FIRSTPOINT FINANCIAL, LLC
CRD#: 168793 / SEC#: 801-78521
Contact information
Red Flags
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