Frank C. Weiss
Professional summary
Frank Corey Weiss was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank Corey Weiss, who also goes by Frank C Weiss, Frank Weiss, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2007. Frank had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2021 - July 17, 2023
BANKERS LIFE SECURITIES, INC.
February 24, 2020 - May 4, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
January 22, 2018 - February 24, 2020
OSAIC SERVICES, INC.
May 3, 2016 - January 23, 2018
IBN FINANCIAL SERVICES, INC.
January 23, 2015 - May 2, 2016
MML INVESTORS SERVICES, LLC
July 30, 2007 - December 12, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
