DL
David A. Lee
MACH-1 FINANCIAL GROUP
Rogers, AR 72758
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CRD#: 5375384
DL
Professional summary
David Aaron Lee is a registered financial advisor currently at MACH-1 FINANCIAL GROUP, LLC located in Rogers, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)David A Lee, Inc., 1001 S. 52nd Street, Suite 100, Rogers, AR 72758; investment related; Insurance Agency; President since October 2006; approximate hours devoted to this business: 10 hours per week; insurance sales. (2) Mach-1, LLC, 1001 S. 52nd Street, Suite 100, Rogers, AR 72758; not investment related; Holding company for plane that David Lee owns; President since November 2, 2010; approximate hours devoted to this business: 7 hours per month; Board Member. (3) Lee and Lee Investments, LLC, 1001 S. 52nd Street, Suite 100, Rogers, AR 72758; investment related; Holding company for building that Mach-1 works out of; President since October 14, 2014; Approximate number of hours devoted to this business: zero hours; Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view David Aaron Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2019 - Present
MACH-1 FINANCIAL GROUP, LLC
Office #1: 1001 S. 52nd Street Suite 100, Rogers, AR 72758RIA
CRD#: 298195
Rogers, AR
Past
February 16, 2016 - December 26, 2019
COPPELL ADVISORY SOLUTIONS LLC
RIA
CRD#: 156549
Bentonville, AR
Past
January 7, 2008 - February 16, 2016
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
BENTONVILLE, AR
Past
July 10, 2007 - December 18, 2007
C. W. "CHUCK" BEALE & ASSOCIATES RETIREMENT PLANNING, LLC
RIA
CRD#: 143964
LONSDALE, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Arkansas
Registered Investment Advisory firm - (2/18/2020 Terminated)Louisiana
Registered Investment Advisory firm - (2/18/2020 Terminated)Missouri
Registered Investment Advisory firm - (2/18/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (2/18/2020 Terminated)Texas
Registered Investment Advisory firm - (2/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(2/28/2019)
IAR
Texas(12/12/2019)
Current Firm
MF
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Arkansas
Registered Investment Advisory firm - (2/18/2020 Terminated)Louisiana
Registered Investment Advisory firm - (2/18/2020 Terminated)Missouri
Registered Investment Advisory firm - (2/18/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (2/18/2020 Terminated)Texas
Registered Investment Advisory firm - (2/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 S. 52nd Street Suite 100, Rogers, AR 72758
Mailing Address
Phone number
(479) 876-2100
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,719 |
| AUM (Assets Under Management) | $ 416,888,563 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
