David Aaron Lee
Professional Summary
David Aaron Lee is a registered financial advisor currently at MACH-1 FINANCIAL GROUP, LLC located in Rogers, Arkansas. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 4 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Current Firm
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
Contact Information
Main Address
1001 S. 52nd Street Suite 100, Rogers, AR 72758Phone Number
(479) 876-2100# of Employees
20SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,255AUM (Assets Under Management)
$546,345,461Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(2/28/2019)
(12/12/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRS (Client Relationship Summary) - RIA
Click below to view David Aaron Lee's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC