WE
William P. Evans
CAPITAL ADVISOR NETWORK
MARION, VA 24354
Some features on this profile are disabled
CRD#: 5375352
WE
Professional summary
William Paul Evans III, who also goes by Billy Evans, William Paul Evans, is a registered financial advisor currently at CAPITAL ADVISOR NETWORK located in Marion, Virginia.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. William has worked at 3 firms and has passed the Series 63, Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Billy Evans | William Paul Evans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Evans is an INDEPENDENT INSURANCE SALES; LIFE AND ANNUITY; 115 EAST MAIN STREET, MARION, VA 23454; SALES; 20 HOURS/MO DURING TRADING HOURS. Mr. Evans owns Granite 401k Advisors; 3rd party administrative and consulting services for employer-sponsored retirement plans. Marion VA; 10 hours/month during trading hours. Mr. Evans engages in activities with Appalachian Strategy Group, LLC, a special consulting company focused on information and relationship management, some project and workflow management, and document assembly, using AI technologies and remote workforce. Through the relationship with Appalachian Strategies, Mr. Evans may assist in tax equity and planning services to clients and may refer clients to a specific law firm, Goodspeed Merrill. Mr. Evans receives compensation through Appalachian Strategies for the referrals made to Goodspeed Merrill.
CRS (Client Relationship Summary) - RIA
Click below to view William Paul Evans III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2018 - Present
CAPITAL ADVISOR NETWORK
Office #1: 115 East Main Street, Marion, VA 24354RIA
CRD#: 297578
MARION, VA
Past
October 30, 2020 - January 3, 2022
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
MARION, VA
Past
February 11, 2011 - August 24, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
MARION, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISOR NETWORK
CAN WEALTH MANAGEMENT | PURPETUAL WEALTH MANAGEMENT, LLC | MOERDYK FINANCIAL, INC. | MLN WEALTH PLANNING | KENNEDY WEALTH GROUP | EVANS FINANCIAL SERVICES, INC. | ESTATE WEALTH ADVISERS, LLC | CAPTIAL ADVISOR NETWORK, LLC | CAPTIAL ADVISOR NETWORK | CAPITAL ADVISOR NETWORK, LLC | CAPITAL ADVISOR NETWORK
CRD#: 297578 / SEC#: 801-123345
RIA
Registered Investment Advisory firm - (2/28/2022 Approved)Illinois
Registered Investment Advisory firm - (3/1/2022 Terminated)Indiana
Registered Investment Advisory firm - (3/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (3/8/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/1/2022 Terminated)Virginia
Registered Investment Advisory firm - (3/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/10/2018)
IAR
Virginia(8/24/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CA
CAPITAL ADVISOR NETWORK
CAN WEALTH MANAGEMENT | PURPETUAL WEALTH MANAGEMENT, LLC | MOERDYK FINANCIAL, INC. | MLN WEALTH PLANNING | KENNEDY WEALTH GROUP | EVANS FINANCIAL SERVICES, INC. | ESTATE WEALTH ADVISERS, LLC | CAPTIAL ADVISOR NETWORK, LLC | CAPTIAL ADVISOR NETWORK | CAPITAL ADVISOR NETWORK, LLC | CAPITAL ADVISOR NETWORK
CRD#: 297578 / SEC#: 801-123345
RIA
Registered Investment Advisory firm - (2/28/2022 Approved)Illinois
Registered Investment Advisory firm - (3/1/2022 Terminated)Indiana
Registered Investment Advisory firm - (3/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (3/8/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/1/2022 Terminated)Virginia
Registered Investment Advisory firm - (3/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
925 Mezzanine Drive Suite C, Lafayette, IN 47905
Mailing Address
Phone number
(765) 588-1647
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,153 |
| AUM (Assets Under Management) | $ 99,497,162 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
