Yang Du
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yang Du, who also goes by Angela Du, was a registered financial professional .
Yang is a previously registered financial professional and started their career in finance in 2008. Yang had worked at 3 firms and has passed the Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2016 - January 9, 2018
PARNASSUS INVESTMENTS
October 15, 2015 - January 9, 2018
PARNASSUS FUNDS DISTRIBUTOR, LLC
September 1, 2008 - July 15, 2010
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
PARNASSUS INVESTMENTS
CRD#: 149193 / SEC#: 801-22799
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
