Shandi O. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shandi Onise Johnson, who also goes by Shandi O Smith, Shandi Onise Smith, was a registered financial professional .
Shandi is a previously registered financial professional and started their career in finance in 2008. Shandi had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2025 - April 29, 2025
PRESINT ASSET MANAGEMENT, LLC
May 2, 2022 - March 7, 2024
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
April 17, 2012 - April 29, 2022
GURTIN MUNICIPAL BOND MANAGEMENT
September 1, 2008 - February 24, 2009
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESINT ASSET MANAGEMENT, LLC
CRD#: 334401 / SEC#: 801-131954
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
