CK
Colin M. Kelly
CURI CAPITAL
Raleigh, NC 27609
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CRD#: 5375051
CK
Professional summary
Colin Michael Kelly is a registered financial advisor currently at CURI CAPITAL, LLC located in Raleigh, North Carolina.
Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Colin has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) YMCA of the Triangle Area, Not investment-related. 801 Corporate Center Dr. Suite 200 Raleigh, NC 27607, Position: Investment Committee Member, Start date: 2016, 3 hours per month; 0 to 0.5 hours per month during securities trading time, Duties: Provide general guidance to outside manager who has full discretion, monitor outside manager, if necessary, help select new outside manager. Volunteer work. No compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Colin Michael Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2024 - Present
CURI CAPITAL, LLC
Office #1: 700 Spring Forest Road Suite 235, Raleigh, NC 27609RIA
CRD#: 134249
Raleigh, NC
Past
January 10, 2022 - March 26, 2024
CURI CAPITAL
RIA
CRD#: 281133
RALEIGH, NC
Past
January 17, 2020 - January 19, 2022
KDI CAPITAL PARTNERS, LLC
RIA
CRD#: 137092
RALEIGH, NC
Past
August 3, 2007 - January 8, 2008
OPUS TRADING FUND LLC
BD
CRD#: 125204
JERICHO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS
CRD#: 134249 / SEC#: 801-63939
RIA
Registered Investment Advisory firm - (2/15/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS
CRD#: 134249 / SEC#: 801-63939
RIA
Registered Investment Advisory firm - (2/15/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One North Wacker Drive Suite 3500, Chicago, IL 60606
Mailing Address
Phone number
(312) 993-5800
Established
Firm type
Fiscal year end
# of Employees
168
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
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Company Information
CURI CAPITAL, LLC
CRD#: 134249Raleigh, NC 27609TRUST BUT VERIFY
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