William T. Tuggle
Professional summary
William Taylor Gray Tuggle, who also goes by William T G Tuggle, is a registered financial advisor currently at SAGE MOUNTAIN ADVISORS, LLC located in Atlanta, Georgia.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 3 firms and has passed the Series 66, Series 57TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Taylor Gray Tuggle's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2022 - Present
SAGE MOUNTAIN ADVISORS, LLC
Office #1: 945 East Paces Ferry Road Ne Suite 2660, Atlanta, GA 30326October 5, 2022 - May 1, 2023
GOLDMAN SACHS WEALTH SERVICES, L.P.
August 25, 2008 - March 18, 2022
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
SAGE MOUNTAIN ADVISORS, LLC
CRD#: 298593 / SEC#: 801-114002
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
SAGE MOUNTAIN ADVISORS, LLC
CRD#: 298593 / SEC#: 801-114002
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 3,364,259,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/15/2025 | ||
| 09/27/2024 | ||
| 01/18/2024 | ||
| 04/10/2023 |
Red Flags
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