Sean W. Holland

THE BALDWIN GROUP WEALTH ADVISORS

LEESBURG, VA 20175

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CRD#: 5374737

Professional summary

Sean William Holland, who also goes by Sean Holland, is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Leesburg, Virginia.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sean has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Holland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Client Relationship/Account Management Business Name: Independent Insurance Agent - Baldwin Group Investment Related: Yes Address: 20 South King St. Leesburg, VA 20175 Nature of Business: Insurance Position, Title or Relationship: Other, sales agent Start Date: 7/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Continue to hold fixed insurance licenses and receive ongoing trail commissions periodically from fixed products Business Name: Loudoun County Public Schools Investment Related: No Address: 43100 Hay Road Ashburn VA 20147 Nature of Business: Other Other/None of the Above Coaching activities Position, Title or Relationship: Co-curricular coaching position Start Date: 2/1/2008 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Coaching duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean William Holland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Office #1: 20 S. King Street, Leesburg, VA 20175

RIA

CRD#: 312284

LEESBURG, VA

Past

December 10, 2024 - January 14, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Leesburg, VA

Past

August 12, 2014 - January 14, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Leesburg, VA

Past

August 23, 2011 - August 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

LEESBURG, VA

Past

September 27, 2007 - August 17, 2011

TOWER SQUARE SECURITIES, INC.

CRD#: 833

LEESBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP

CRD#: 312284 / SEC#: 801-120404

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/26/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP

CRD#: 312284 / SEC#: 801-120404

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

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Contact information

Main Address

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607

Mailing Address

Phone number

(813) 934-2743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE BALDWIN GROUP WEALTH ADVISORS, LLC ADV P2A 03.26.2025 (4/9/2025)

Regulatory assets under management

Total Number of Accounts	2,356
AUM (Assets Under Management)	$ 21,043,141,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean W. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean William Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINANCIAL TELESIS INC

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

THE BALDWIN GROUP WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2024

Series 63

Date: 10/3/2007

SIE

Date: 10/1/2018

Series 6

Date: 9/26/2007

Current Firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE BALDWIN GROUP WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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