Brian J. Seva

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CRD#: 5374328

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Jeffrey Seva was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DEEDA LLC.; 1734 34TH ST., SACRAMENTO, CA; PRESIDENT/OWNER; PAYROLL/ACCOUNTING; NON-INVESTMENT RELATED; 10 HRS/MO (2) SEVA REALTY; 7152 WILCOX PL, GRANITE BAY, CA; SOLE PROP/REAL ESTATE AGENT; INVESTMENT-RELATED; 2 HRS/MO, 0 HRS/MO (3) FIRST UNION CAPITAL CORP.; CO-OWNER; BUYS, SELLS, AND HOLDS/RENTS PROPERTIES IN THIS COMPANY BY USING PERSONAL MONEY / RECEIVES PROFITS FROM RENTS AND FROM SELLING OWNED REAL ESTATE (4) LICENSED INSURANCE AGENT FROM WHICH COMMISSIONS ARE RECEIVED

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 13, 2015 - August 14, 2024

ATLAS FINANCIAL ADVISORS, INC.

RIA

CRD#: 160276

OROVILLE, CA

Past

January 10, 2013 - December 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ROSEVILLE, CA

Past

January 10, 2013 - December 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ROSEVILLE, CA

Past

September 4, 2009 - December 31, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ROSEVILLE, CA

Past

September 4, 2009 - December 31, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ROSEVILLE, CA

Past

February 20, 2008 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

ROSEVILLE, CA

Past

February 8, 2008 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

ROSEVILLE, CA

Past

July 19, 2007 - January 23, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

EL DORADO HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS FINANCIAL ADVISORS, INC.

CRD#: 160276 / SEC#: 801-120944

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (7/17/2021 Terminated)

Idaho

Registered Investment Advisory firm - (6/21/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/18/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/18/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/17/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/15/2007

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ATLAS FINANCIAL ADVISORS, INC.

CRD#: 160276 / SEC#: 801-120944

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (7/17/2021 Terminated)

Idaho

Registered Investment Advisory firm - (6/21/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/18/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2021 Terminated)

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Contact information

Main Address

2126 5th Avenue, Oroville, CA 95965

Mailing Address

Phone number

(530) 589-2515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 107,762,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian J. Seva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

ATLAS FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2007

Series 63

Date: 7/18/2007

SIE

Date: 12/31/2014

Series 6

Date: 7/17/2007

Series 26

Date: 10/15/2007

Current Firm

ATLAS FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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