William J. Ceglarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jason Ceglarz was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2007. William had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2011 - January 22, 2013
WHV INVESTMENTS, INC.
September 2, 2010 - July 10, 2012
FORESIDE FUNDS DISTRIBUTORS LLC
October 23, 2007 - August 2, 2010
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
WHV INVESTMENTS, INC.
CRD#: 107214 / SEC#: 801-46131
Contact information
Red Flags
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