Jeff L. Knox

INVESTMENT DISTRIBUTORS

Covington, KY 41011

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CRD#: 5374115

Professional summary

Jeff Lee Knox, who also goes by Jeff Knox, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.

Jeff is registered as a RR (Registered Representative) and started their career in finance in 2007. Jeff has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Knox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeff Lee Knox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2024 - Present

INVESTMENT DISTRIBUTORS, INC.

Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011

CRD#: 35490

Covington, KY

Past

February 15, 2022 - March 12, 2024

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

February 13, 2018 - January 31, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CHATTANOOGA, TN

Past

February 12, 2018 - January 31, 2022

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CHATTANOOGA, TN

Past

January 2, 2018 - February 2, 2018

BB&T SECURITIES, LLC

RIA

CRD#: 142785

CHATTANOOGA, TN

Past

January 2, 2018 - February 2, 2018

BB&T SECURITIES, LLC

CRD#: 142785

CHATTANOOGA, TN

Past

May 4, 2015 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CHATTANOOGA, TN

Past

May 4, 2015 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHATTANOOGA, TN

Past

March 28, 2014 - May 12, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHATTANOOGA, TN

Past

March 27, 2014 - May 12, 2015

LPL FINANCIAL LLC

CRD#: 6413

CHATTANOOGA, TN

Past

May 29, 2012 - October 24, 2013

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

KNOXVILLE, TN

Past

June 22, 2011 - October 24, 2013

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

KNOXVILLE, TN

Past

December 15, 2008 - August 3, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHATTANOOGA, TN

Past

September 12, 2007 - October 27, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

SIGNAL MOUNTAIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(3/8/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: , 8-46802

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

2801 Highway 280 South, Birmingham, AL 35223

Phone number

(205) 868-3073

Established

Tennessee since 08/30/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PROTECTIVE LIFE CORPORATION	PARENT COMPANY
CARLSON, MARTHA L	DESIGNATED RESPONSIBLE LICENSED PRODUCER	2731502
COFFMAN, BENJAMIN PAUL	CHIEF FINANCIAL OFFICER	6738662
COLLAZO, KIMBERLY	ASSISTANT SECRETARY	8075061
CREUTZMANN, SCOTT EMIL	DIRECTOR	5351383
LANE, JAMIE LAURA	DIRECTOR	5779720
LEE, FELICIA MALLOCH	SECRETARY	7498538
MCCRELESS, KEVIN LUCIUS	CHIEF COMPLIANCE OFFICER	5180100
MORSCH, LETITIA A	DIRECTOR & ASSISTANT SECRETARY	5133531
TENNENT, RAYBURN EDWARD	SR ANALYST FINANCIAL REPORTING	6245099
WAGNER, JAMES CARL JR	PRESIDENT & DIRECTOR	4261922

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeff L. Knox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeff Lee Knox's CRS (Customer Relationship Summary).

Certified licenses

Experience

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MSI FINANCIAL SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2012

Series 63

Date: 6/9/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2015

Series 6

Date: 9/10/2007

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT DISTRIBUTORS, INC.

TRUST BUT VERIFY

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