Kimberly Sisson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Sisson, who also goes by Kimberly Scarbrough Burnsed, Kimberly Mccurdy, Kimberly Quarles, Kimberly Joan Scarbrough, Kimberly Scarbrough Temples, Kimberly Temples, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2007. Kimberly had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - July 28, 2014
FISHER INVESTMENTS
October 10, 2012 - October 11, 2013
BB&T INVESTMENT SERVICES, INC.
October 10, 2012 - October 11, 2013
BB&T INVESTMENT SERVICES, INC.
November 12, 2009 - September 25, 2012
TRUIST INVESTMENT SERVICES, INC.
November 10, 2009 - September 25, 2012
TRUIST INVESTMENT SERVICES, INC.
January 18, 2008 - February 26, 2009
TRUIST INVESTMENT SERVICES, INC.
December 19, 2007 - February 26, 2009
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
