Christopher M. Noon
Professional summary
Christopher Michael Noon is a registered financial professional currently at AFFILIATED BANKERS CAPITAL, L.L.C. located in Austin, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Noon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2015 - Present
AFFILIATED BANKERS CAPITAL, L.L.C.
Office #1: 9901 Brodie Lane Suite 160 #340, Austin, TX 78748April 19, 2013 - January 8, 2014
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 1, 2008 - March 20, 2013
BREAN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2015)
Exams
Series 28
Date: 6/8/2021
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
AFFILIATED BANKERS CAPITAL, L.L.C.
CRD#: 42842 / SEC#: , 8-50032
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHESHUNOFF, GABRIELLE MARTHA | OWNER | 2862545 |
| 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | |
| THE 1999 ALEXANDER AUSTIN SHESHUNOFF, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | |
| ADAMS, JOHN WAYNE | PRINCIPAL - MANAGER, HEAD OF INVESTMENT BANKING, POO | 2867107 |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, 1999 ALEXANDER AUSTIN SHESHUNOFF GENERATION SKIPPING FAMILY TRUST | |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, THE 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | |
| NOON, CHRISTOPHER MICHAEL | DIRECTOR, PRINCIPAL, CCO, FINOP | 5373985 |
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