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NC

Nickolas J. Carpas

COHEN & STEERS SECURITIES
NEW YORK, NY 10036
CRD#: 5373760
Some features on this profile are disabled
NC
Nickolas John CarpasCOHEN & STEERS SECURITIES

Professional summary

Nickolas John Carpas is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.

Nickolas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nickolas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nickolas John Carpas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2026 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036
BD
CRD#: 29258
NEW YORK, NY
Past

June 15, 2011 - August 3, 2025

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

March 2, 2009 - June 1, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
COLUMBUS, OH
Past

March 24, 2008 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

December 7, 2007 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(6/25/2026)
RR
Illinois
(6/25/2026)
RR
Indiana
(6/25/2026)
RR
Iowa
(6/25/2026)
RR
Kansas
(6/25/2026)
RR
Kentucky
(6/25/2026)
RR
Michigan
(6/25/2026)
RR
Minnesota
(6/25/2026)
RR
Missouri
(6/25/2026)
RR
North Dakota
(6/25/2026)
RR
Ohio
(6/26/2026)
RR
South Dakota
(6/25/2026)
RR
Wisconsin
(6/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/14/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/6/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/20/2011
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

C&
COHEN & STEERS SECURITIES, LLC
COHEN & STEERS SECURITIES, INC. | COHEN & STEERS SECURITIES, LLC

CRD#: 29258 / SEC#: , 8-44123

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036
Phone number
(212) 832-3232
Established
Delaware since 11/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COHEN & STEERS CAPITAL MANAGEMENT INC.SHAREHOLDER106266
DERECHIN, ADAM MVICE PRESIDENT2531374
MURPHY, STEPHEN THOMASCHIEF COMPLIANCE OFFICER2340624
POLI, FRANCIS CASIMIRPRESIDENT, DIRECTOR1628917
TEUFEL, FREDERICK CHARLESFINOP, PFO AND POO2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN & STEERS SECURITIES, LLC

CRD#: 29258New York, NY 10036

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