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SC

Scott Mark Cavanaugh

STRIVE RETIREMENT GROUP
Fairport, NY
·CRD# 5373656·19 years experience

Professional Summary

Scott Mark Cavanaugh, who also goes by Scott Cavanaugh, is a registered financial advisor currently at STRIVE RETIREMENT GROUP located in Fairport, New York. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Cavanaugh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

STRIVE RETIREMENT GROUP·CRD# 334443
RIA
Fairport, NY
October 17, 2025 - Present
PAYCHEX SECURITIES CORPORATION·CRD# 39733
BD
West Henrietta, NY
March 28, 2022 - July 21, 2025
PAYCHEX SECURITIES CORPORATION·CRD# 39733
BD
West Henrietta, NY
November 8, 2019 - March 2, 2021
PAYCHEX SECURITIES CORPORATION·CRD# 39733
BD
West Henrietta, NY
July 29, 2009 - February 1, 2019
NYLIFE SECURITIES LLC·CRD# 5167
BD
Fairport, NY
December 3, 2007 - December 2, 2008
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Rochester, NY
September 27, 2007 - November 19, 2007

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Current Firm

SR
STRIVE RETIREMENT GROUP

DARROW BENTLEY LLC | STRIVE RETIREMENT GROUP

CRD#: 334443 / SEC#: 801-131841
RIA
Registered Investment Advisory firm - SEC (4/23/2026 Terminated)
California
Registered Investment Advisory firm - California (12/5/2025 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (11/24/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (7/30/2025 Approved)
Georgia
Registered Investment Advisory firm - Georgia (7/29/2025 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (7/30/2025 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (7/31/2026 Approved)
Ohio
Registered Investment Advisory firm - Ohio (11/19/2025 Approved)
Texas
Registered Investment Advisory firm - Texas (11/20/2025 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

132 W International Speedway Blvd Suite 65, Daytona Beach, FL 32114

Phone Number

(407) 357-0123

# of Employees

3

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

21

AUM (Assets Under Management)

$6,084,555

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(12/5/2025)
IAR
Florida
(3/20/2026)
IAR
Louisiana
(11/26/2025)
IAR
Texas
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Mark Cavanaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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