Thomas J. Longman

LONGMAN WEALTHCARE MANAGEMENT

MIAMI, FL 33161

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CRD#: 5373585

Professional summary

Thomas Joseph Longman, who also goes by Thomas Longman, is a registered financial advisor currently at LONGMAN WEALTHCARE MANAGEMENT, LLC located in Miami, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Longman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Longman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2001 - Present

LONGMAN WEALTHCARE MANAGEMENT, LLC

Office #1: 11098 Biscayne Boulevard Suite 304, Miami, FL 33161

RIA

CRD#: 110555

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/7/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2000

Uniform Investment Adviser Law Examination

Current Firm

LONGMAN WEALTHCARE MANAGEMENT, LLC

CRD#: 110555 / SEC#:

Florida

Registered Investment Advisory firm - (2/7/2001 Approved)

Texas

Registered Investment Advisory firm - (12/22/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11098 Biscayne Boulevard Suite 304, Miami, FL 33161

Mailing Address

Phone number

(305) 892-8598

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 78,595,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Longman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Longman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONGMAN WEALTHCARE MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2000

Current Firm

LONGMAN WEALTHCARE MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONGMAN WEALTHCARE MANAGEMENT, LLC

TRUST BUT VERIFY

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