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Daniel Sikora

CRD# 5373577·Registered 2007 - 2024
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Sikora, who also goes by Daniel J. Sikora, Daniel Joseph Sikora, Daniel Sikora, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2007 - 2024. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel J. Sikora, Daniel Joseph Sikora, Daniel Sikora

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

PRETIUM SECURITIES, LLC·CRD# 321828
BD
New York, NY
December 14, 2023 - March 4, 2024
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - November 13, 2018
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
September 20, 2007 - October 1, 2008

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Current Firm

PS
PRETIUM SECURITIES, LLC

PRETIUM SECURITIES, LLC

CRD#: 321828 / SEC#: 8-71017
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

60 Columbus Circle 19th Floor, New York, NY 10023

Mailing Address

60 Columbus Circle 19th Floor, New York, NY 10023

Phone Number

(917) 364-0512

Established

Delaware since 04/27/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PRETIUM SECURITIES HOLDCO, LLCSOLE MEMBER—
JACKOWSKA, AGNIESZKA KATARZYNACHIEF FINANCIAL OFFICER4808266
MCDERMOTT, TARIK DAQUANEPRESIDENT & CHIEF COMPLIANCE OFFICER7722983

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2016About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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