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DS

Daniel J. Sikora

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CRD#: 5373577
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Joseph Sikora, who also goes by Daniel J. Sikora, Daniel Sikora, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2007. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Daniel J. Sikora | Daniel Sikora

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 14, 2023 - March 4, 2024

PRETIUM SECURITIES, LLC

BD
CRD#: 321828
New York, NY
Past

October 1, 2008 - November 13, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 20, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/1/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PS
PRETIUM SECURITIES, LLC
PRETIUM SECURITIES, LLC

CRD#: 321828 / SEC#: , 8-71017

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
60 Columbus Circle 19th Floor, New York, NY 10023
Mailing Address
60 Columbus Circle 19th Floor, New York, NY 10023
Phone number
(917) 364-0512
Established
Delaware since 04/27/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PRETIUM SECURITIES HOLDCO, LLCSOLE MEMBER
JACKOWSKA, AGNIESZKA KATARZYNACHIEF FINANCIAL OFFICER4808266
MCDERMOTT, TARIK DAQUANEPRESIDENT & CHIEF COMPLIANCE OFFICER7722983

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRETIUM SECURITIES, LLC

CRD#: 321828

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