Kathryn M. St. Onge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Mary St. Onge, who also goes by Katie Landsberg, Kathryn Mary Landsberg, Katie St. Onge, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 2007. Kathryn had worked at 5 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2023 - June 14, 2023
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
July 7, 2017 - December 2, 2022
SEPULVEDA DISTRIBUTORS LLC
September 14, 2012 - May 15, 2017
GOLDMAN SACHS & CO. LLC
June 16, 2009 - July 31, 2012
GOLDMAN SACHS WEALTH SERVICES, L.P.
June 16, 2009 - July 31, 2012
MERCER ALLIED COMPANY, L.P.
September 19, 2007 - June 17, 2009
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
CRD#: 170062 / SEC#: , 8-69407
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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