Justin P. Carlson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin P Carlson was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2007. Justin had worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2012 - December 4, 2015
SMITH HAYES ADVISERS INC
March 9, 2012 - December 4, 2015
SMITH HAYES FINANCIAL SERVICES CORPORATION
January 1, 2008 - March 12, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 12, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 19, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 31, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SMITH HAYES ADVISERS INC
CRD#: 110776 / SEC#: 801-56902
Contact information
Red Flags
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