Jason B. Prechter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Brian Prechter was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2007. Jason had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - November 1, 2019
ANSLEY SECURITIES LLC
June 30, 2014 - July 13, 2017
360 FINANCIAL PARTNERS, LLC
April 28, 2014 - June 7, 2016
STONEX SECURITIES INC.
June 21, 2012 - April 30, 2014
NEXT FINANCIAL GROUP, INC.
July 4, 2007 - April 30, 2014
NEXT FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANSLEY SECURITIES LLC
CRD#: 47710 / SEC#: , 8-51865
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
