Joshua M. Pisa

BASE WEALTH MANAGEMENT

Lakewood Ranch, FL 34240

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CRD#: 5373052

Professional summary

Joshua Michael Pisa, who also goes by Josh Pisa, is a registered financial advisor currently at BASE WEALTH MANAGEMENT located in Lakewood Ranch, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joshua has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Pisa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Strategic Tax Advisory LLC, dba Base Tax LLC - not investment related - Bradenton, FL - CPA firm - President/Owner - 12/2019 - 80 - 80 - tax and accounting services for small businesses and individuals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Pisa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2024 - Present

BASE WEALTH MANAGEMENT

Office #1: 7301 Merchant Court Suite A, Lakewood Ranch, FL 34240

RIA

CRD#: 321991

Lakewood Ranch, FL

Past

October 9, 2020 - January 5, 2024

WALTERS STRATEGIC ADVISORS, LLC

RIA

CRD#: 310582

SARASOTA, FL

Past

May 1, 2018 - July 22, 2020

CI DOYLE PRIVATE WEALTH, LLC

RIA

CRD#: 134503

ST. PETERSBURG, FL

Past

October 28, 2011 - April 24, 2018

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

TAMPA, FL

Past

August 22, 2007 - October 20, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BRADENTON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASE WEALTH MANAGEMENT

BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/21/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BASE WEALTH MANAGEMENT

BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

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Contact information

Main Address

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240

Mailing Address

Phone number

(941) 203-6040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASE WEALTH MANAGEMENT BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,931
AUM (Assets Under Management)	$ 269,917,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua M. Pisa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Pisa's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALTERS STRATEGIC ADVISORS, LLC

CI DOYLE PRIVATE WEALTH, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

BASE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2011

Series 63

Date: 8/23/2007

Series 6

Date: 8/21/2007

Current Firm

BASE WEALTH MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BASE WEALTH MANAGEMENT

TRUST BUT VERIFY

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