Niraj M Bhanderi
Professional Summary
Niraj M Bhanderi, who also goes by Niraj Bhanderi, is a registered financial advisor currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Nashville, Tennessee. Niraj is registered as a RR (Registered Representative) and started their career in finance in 2007. Niraj has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Niraj Bhanderi
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BETZOLD RESEARCH AND TRADING, INC. | PT CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, INC. | BETZOLD, BERG, NUSSBAUM & HEITMAN, INC. | BETZOLD, BERG & NUSSBAUM, INC. | BETZOLD, BERG & ASSOCIATES, INC.
Contact Information
Main Address
500 W. Madison Suite 450, Chicago, IL 60661Mailing Address
500 W. Madison Suite 450, Chicago, IL 60661Phone Number
(312) 521-1452Established
Illinois since 10/06/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
357FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PT FINANCIAL COMPANIES, LLC | MANAGING MEMBER | — |
| ANTONOW, CHRISTOPHER STEPHANE | CORPORATE SECRETARY | 8186419 |
| ANTONOW, CHRISTOPHER STEPHANE | GENERAL COUNSEL | 8186419 |
| BERG, RICHARD SCOTT | BOARD MEMBER | 1077170 |
| BROWN, ERIC PAUL | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | 4213450 |
| BURESH, ADAM COULTER | BOARD MEMBER | 5216617 |
| DEPALO, ANTHONY JAMES | PARTNER AND MANAGING DIRECTOR, BOARD MEMBER | 4689451 |
| GAZDA, RYAN M | CHIEF FINANCIAL OFFICER | 4230980 |
| GRAHAM, RICHARD WARWICK JR | PARTNER AND MANAGING DIRECTOR, BOARD MEMBER | 5836195 |
| JOHNSON, CRAIG STEPHEN | MANAGING DIRECTOR - TRADE DESK | 2339510 |
| JOHNSON, ZACHARY ROBERT | BOARD MEMBER | 5192352 |
| LOVE, KRISTIN M | CCO & COO | 4370951 |
| SALUTRIC, DAVID RAYMOND | HEAD OF CIA | 6146435 |
| SHAH, CHIRAG | CEO AND PRESIDENT / BOARD MEMBER | 4838599 |
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$301,689,867Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/7/2024)
(6/7/2024)
(11/4/2014)
(5/8/2024)
(7/16/2012)
(5/13/2024)
(5/17/2024)
(5/7/2024)
(5/10/2024)
(5/7/2024)
(7/16/2012)
(5/7/2024)
(5/7/2024)
(5/8/2024)
(5/15/2024)
(5/8/2024)
(5/20/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Niraj M Bhanderi's CRS (Customer Relationship Summary).
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