Theodore J. Sumner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore James Sumner, who also goes by Ted Sumner, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2007. Theodore had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - December 31, 2019
IRONBROOK FINANCIAL
January 1, 2008 - February 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - February 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 27, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 13, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IRONBROOK FINANCIAL
CRD#: 155367 / SEC#:
Contact information
Red Flags
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