Robert W. Elmer
Professional summary
Robert William Elmer, who also goes by Robert W Elmer, Robert William Elmer, Robert W. Elmer, Robert William Valencia, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Redding, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Elmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
September 13, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 9, 2021 - December 9, 2021
J.P. MORGAN SECURITIES LLC
April 9, 2021 - December 9, 2021
J.P. MORGAN SECURITIES LLC
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
May 12, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 17, 2013 - February 26, 2018
SCOTTRADE, INC.
December 7, 2007 - May 5, 2009
LPL FINANCIAL LLC
November 1, 2007 - May 5, 2009
LPL FINANCIAL LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
