Ardeshir Baniahmad

FIRST BANKERS' BANC SECURITIES,

St Louis, MO 63131

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CRD#: 5371997

Professional summary

Ardeshir Baniahmad is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri.

Ardeshir is registered as a RR (Registered Representative) and started their career in finance in 2007. Ardeshir has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ardeshir Baniahmad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

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None

Experience

Current

November 4, 2020 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 1714 Deer Tracks Trail Suite110, St Louis, MO 63131

CRD#: 15041

St Louis, MO

Past

June 18, 2019 - June 8, 2020

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

July 18, 2016 - March 15, 2019

FIRST EMPIRE SECURITIES, INC.

CRD#: 15129

Jersey City, NJ

Past

July 20, 2009 - January 29, 2016

HAPOALIM SECURITIES USA, INC.

CRD#: 266

MIAMI, FL

Past

May 14, 2009 - July 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 28, 2007 - September 13, 2007

COUNTRYWIDE SECURITIES CORPORATION

CRD#: 10598

CALABASAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/4/2020)

New York
(11/4/2020)

Exams

State Security Law Exam

Series 63

Date: 2/3/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST BANKERS' BANC SECURITIES, INC

FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131

Mailing Address

1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131

Phone number

(314) 726-2880

Established

Missouri since 03/06/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BANKERS' BANC INVESTMENT SERVICES LLC	SHAREHOLDER
HAEDIKE, CHRISTINE D	CHIEF COMPLIANCE OFFICER	2489703
SPELLMEYER, ARTHUR WILLIAM IV	PRESIDENT/CEO	4872597

Disclosures

Regulatory Event

Red Flags

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Ardeshir Baniahmad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ardeshir Baniahmad's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIPER SANDLER & CO.

FIRST EMPIRE SECURITIES, INC.

HAPOALIM SECURITIES USA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COUNTRYWIDE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/2010

SIE

Date: 10/1/2018

Series 7

Date: 8/27/2007

FINRA

Current Firm

FIRST BANKERS' BANC SECURITIES, INC

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST BANKERS' BANC SECURITIES, INC

TRUST BUT VERIFY

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