Nilanjana Das
Professional summary
Nilanjana Das, who also goes by Nila Das, is a registered financial professional currently at PROOF SERVICES LLC located in New York, New York.
Nilanjana is registered as a RR (Registered Representative) and started their career in finance in 2009. Nilanjana has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nilanjana Das's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2022 - Present
PROOF SERVICES LLC
June 12, 2013 - October 3, 2022
CITIGROUP GLOBAL MARKETS INC.
October 13, 2009 - June 10, 2013
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(10/4/2022)
(7/18/2023)
(10/4/2022)
(10/4/2022)
Exams
Series 99TO
Date: 1/8/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Current Firm
PROOF SERVICES LLC
CRD#: 306369 / SEC#: , 8-70450
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
