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EB

Elizabeth A. Bucalo

FNEX CAPITAL
Boston, MA 02199
Some features on this profile are disabled
CRD#: 5371607
EB

Professional summary

Elizabeth Anne Bucalo, who also goes by Elizabeth Anne Bucalo, Elizabeth Anne Burke, is a registered financial professional currently at FNEX CAPITAL, LLC located in Boston, Massachusetts.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2007. Elizabeth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Anne Bucalo | Elizabeth Anne Burke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Anne Bucalo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 11, 2025 - Present

FNEX CAPITAL, LLC

Office #1: 111 Huntington Ave 6th Floor, Boston, MA 02199
BD
CRD#: 166316
Boston, MA
Past

January 4, 2021 - April 25, 2025

AMUNDI ASSET MANAGEMENT US, INC.

RIA
CRD#: 107719
BOSTON, MA
Past

November 5, 2008 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

October 3, 2007 - April 16, 2025

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/24/2025)
RR
Alaska
(6/24/2025)
RR
Arizona
(6/24/2025)
RR
Arkansas
(6/24/2025)
RR
California
(6/24/2025)
RR
Colorado
(6/24/2025)
RR
Connecticut
(6/24/2025)
RR
Delaware
(6/24/2025)
RR
District of Columbia
(6/24/2025)
RR
Florida
(6/24/2025)
RR
Georgia
(6/24/2025)
RR
Hawaii
(6/24/2025)
RR
Idaho
(6/24/2025)
RR
Illinois
(6/24/2025)
RR
Indiana
(6/24/2025)
RR
Iowa
(6/24/2025)
RR
Kansas
(6/24/2025)
RR
Kentucky
(6/24/2025)
RR
Louisiana
(6/24/2025)
RR
Maine
(6/24/2025)
RR
Maryland
(6/24/2025)
RR
Massachusetts
(6/11/2025)
RR
Michigan
(6/24/2025)
RR
Minnesota
(6/24/2025)
RR
Mississippi
(6/24/2025)
RR
Missouri
(6/24/2025)
RR
Montana
(6/24/2025)
RR
Nebraska
(6/24/2025)
RR
Nevada
(6/24/2025)
RR
New Hampshire
(6/24/2025)
RR
New Jersey
(6/24/2025)
RR
New Mexico
(6/24/2025)
RR
New York
(6/24/2025)
RR
North Carolina
(6/24/2025)
RR
North Dakota
(6/24/2025)
RR
Ohio
(6/24/2025)
RR
Oklahoma
(6/24/2025)
RR
Oregon
(6/24/2025)
RR
Pennsylvania
(6/24/2025)
RR
Rhode Island
(6/24/2025)
RR
South Carolina
(6/24/2025)
RR
South Dakota
(6/24/2025)
RR
Tennessee
(6/24/2025)
RR
Texas
(6/24/2025)
RR
Utah
(6/24/2025)
RR
Vermont
(6/24/2025)
RR
Virginia
(6/24/2025)
RR
Washington
(6/24/2025)
RR
West Virginia
(6/24/2025)
RR
Wisconsin
(6/24/2025)
RR
Wyoming
(6/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753
TEUFEL, FREDERICK CHARLESFINOP2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316Boston, MA 02199

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