Adam S. Rahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Stavis Rahn, who also goes by Adam Rahn, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2008. Adam had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2016 - December 15, 2016
AVM, L.P.
August 28, 2008 - March 31, 2016
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVM, L.P.
CRD#: 16710 / SEC#: , 8-35136
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSZ HOLDINGS, LLC | LIMITED PARTNER | |
| LESTER N. COYLE REVOCABLE TRUST | LIMITED PARTNER | |
| PANTHERS INVESTMENT LIMITED PARTNERSHIP | LIMITED PARTNER | |
| PELLEGRINO, CHRISTIAN MINASSIAN | LIMITED PARTNER | 6053985 |
| PREST, JASON | LIMITED PARTNER | 4475716 |
| SARAOGI HOLDINGS, LLC | LIMITED PARTNER | |
| WYLER, SCOTT LAWRENCE | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 2869488 |
| WYLER, SCOTT LAWRENCE | LIMITED PARTNER | 2869488 |
| ANUAR, YELENA NMN | CHIEF FINANCIAL OFFICER | 6253705 |
| ANUAR, YELENA NMN | LIMITED PARTNER | 6253705 |
| AVM ASSOCIATES LLC | GENERAL PARTNER | |
| COYLE, LESTER NOEL | TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST | 4727659 |
| HANSEN, KAREN MARIE | GENERAL COUNSEL | 5291197 |
| HANSEN, KAREN MARIE | TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST | 5291197 |
| OLOFSSON, THOMAS ROLF | LIMITED PARTNER | 3244639 |
| PRINTZ, ROBERT ANDREW | PRESIDENT | 2348404 |
| THE KAREN M. HANSEN REVOCABLE TRUST | LIMITED PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
