Desiree Millan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Desiree Millan, who also goes by Desiree Millan Adames, Desiree Millan-adames, was a registered financial professional .
Desiree is a previously registered financial professional and started their career in finance in 2017. Desiree had worked at 11 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2019 - April 29, 2020
SUNRISE BROKERS LLC
September 17, 2019 - April 29, 2020
MINT BROKERS
September 17, 2019 - April 29, 2020
GFI SECURITIES LLC
September 17, 2019 - April 29, 2020
FMX EXECUTION, LLC
September 17, 2019 - April 29, 2020
CFWP SECURITIES, LLC
September 17, 2019 - April 29, 2020
CF SECURED, LLC
September 17, 2019 - April 29, 2020
CASTLEOAK SECURITIES, LP
September 17, 2019 - April 29, 2020
BGC FINANCIAL, L.P.
September 17, 2019 - April 29, 2020
AQUA SECURITIES L.P.
September 16, 2019 - April 29, 2020
CANTOR FITZGERALD & CO.
November 13, 2017 - January 30, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNRISE BROKERS LLC
CRD#: 151012 / SEC#: , 8-68325
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SBL SUNRISE BROKERS LIMITED | MEMBER | |
| BGC PARTNERS, L.P. | MANAGING MEMBER | |
| AUBIN, JEAN PIERRE | CHIEF EXECUTIVE OFFICER | 5596046 |
| BISGAY, STEVEN | CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4424156 |
| IATAURO, KRISTI LYNN | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 4280146 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER & SECRETARY | 2380166 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
