Michael J. Falco
Professional summary
Michael John Falco JR, who also goes by Michael John Falco, Mike Falco, was a registered financial advisor .
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2026 - Present
October 30, 2023 - August 19, 2026
FALCO WEALTH MANAGEMENT
October 17, 2022 - February 3, 2023
SAX WEALTH ADVISORS, LLC
July 19, 2016 - August 31, 2022
DFA SECURITIES LLC
February 19, 2015 - June 28, 2016
NATIONWIDE FUND DISTRIBUTORS LLC
November 12, 2013 - February 23, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 3, 2012 - September 23, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
May 2, 2011 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 10, 2007 - October 6, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2026)
Exams
Current firm
No current employment
Red Flags
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