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MO

Melissa M. Oconnell

SCHWAB WEALTH ADVISORY
Indianapolis, IN 46240-2482
Some features on this profile are disabled
CRD#: 5371417
MO

Professional summary

Melissa Mae Oconnell, who also goes by Melissa Mae Farver, Melissa Farver, Missy Farver, Melissa O'connell, Missy O'connell, Melissa M O'connell, Melissa Mae Oconnell, Melissa Mae Waltz, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Melissa has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Melissa Mae Farver | Melissa Farver | Missy Farver | Melissa O'connell | Missy O'connell | Melissa M O'connell | Melissa Mae Oconnell | Melissa Mae Waltz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Forte Event Marketing | Investment Related:No|1221 Bonita Drive|Park Ridge|IL|60068|US|Retail|Brand Ambassador|3/24/2025|Less than 20|0|Interact with consumers to introduce/sample/sell products at events and promotions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Mae Oconnell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2021 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
RIA
CRD#: 159035
Indianapolis, IN
Current

May 26, 2021 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
RIA
BD
CRD#: 5393
Indianapolis, IN
Past

November 21, 2018 - February 19, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
GREENFIELD, IN
Past

November 21, 2018 - February 19, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
GREENFIELD, IN
Past

August 17, 2017 - November 26, 2018

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
Indianapolis, IN
Past

August 17, 2017 - November 26, 2018

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
Indianapolis, IN
Past

April 1, 2014 - November 30, 2016

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
INDIANAPOLIS, IN
Past

February 17, 2014 - November 30, 2016

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
INDIANAPOLIS, IN
Past

July 17, 2007 - July 30, 2010

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
VALPARAISO, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/26/2021)
RR
Alaska
(5/26/2021)
RR
Arizona
(5/26/2021)
RR
Arkansas
(5/26/2021)
RR
California
(5/26/2021)
RR
Colorado
(5/26/2021)
RR
Connecticut
(5/26/2021)
RR
Delaware
(5/26/2021)
RR
District of Columbia
(5/26/2021)
RR
Florida
(5/26/2021)
RR
Georgia
(5/26/2021)
RR
Hawaii
(5/26/2021)
RR
Idaho
(5/26/2021)
RR
Illinois
(5/26/2021)
RR
Indiana
(5/26/2021)
IAR
Indiana
(6/3/2021)
RR
Iowa
(5/26/2021)
RR
Kansas
(5/26/2021)
RR
Kentucky
(5/26/2021)
RR
Louisiana
(5/26/2021)
RR
Maine
(5/26/2021)
RR
Maryland
(5/26/2021)
RR
Massachusetts
(5/26/2021)
RR
Michigan
(5/26/2021)
RR
Minnesota
(5/26/2021)
RR
Mississippi
(5/26/2021)
RR
Missouri
(5/26/2021)
RR
Montana
(5/26/2021)
RR
Nebraska
(5/26/2021)
RR
Nevada
(5/26/2021)
RR
New Hampshire
(5/26/2021)
RR
New Jersey
(5/26/2021)
RR
New Mexico
(5/26/2021)
RR
New York
(5/26/2021)
RR
North Carolina
(5/26/2021)
RR
North Dakota
(5/26/2021)
RR
Ohio
(5/27/2021)
RR
Oklahoma
(5/26/2021)
RR
Oregon
(5/26/2021)
RR
Pennsylvania
(5/26/2021)
RR
Puerto Rico
(5/26/2021)
RR
Rhode Island
(5/26/2021)
RR
South Carolina
(5/26/2021)
RR
South Dakota
(5/26/2021)
RR
Tennessee
(5/26/2021)
RR
Texas
(5/26/2021)
IAR
Texas
(6/3/2021)
RR
Utah
(5/26/2021)
RR
Vermont
(5/26/2021)
RR
Virgin Islands
(5/26/2021)
RR
Virginia
(5/26/2021)
RR
Washington
(5/26/2021)
RR
West Virginia
(5/26/2021)
RR
Wisconsin
(5/26/2021)
RR
Wyoming
(5/26/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/31/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/16/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Indianapolis, IN 46240-2482

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