Scott T. Marshall
VALMARK ADVISERS
Jackson, MS 39216
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CRD#: 5371392
Professional summary
Scott Taylor Marshall, CFP® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Jackson, Mississippi and VALMARK SECURITIES, INC. located in Jackson, Mississippi.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Scott has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Marshall Financial Planning, LLC; Jackson, MS; Financial Planning; investment related; 100% owner of entity./// 2.)Rivertree Financial Planning, LLC; Jackson, MS; Financial Planning Services; start 01/2020; 1/3 owner of entity; investment related; +40 hours/month; Compensation is paid via partner draws./// 3.) GoldenCare/Integrity LTC Group; 10700 Old County Rd. 15, Ste 450 Plymouth, MN 55441; Agent; Fixed Insurance - Long-term care general agency; start 4/1/2025; Soliciting fixed long-term care insurance opportunities; NOT investment related; 1-5 hours per month; Commissions will be paid to my individual bank account.///
CRS (Client Relationship Summary) - RIA
Click below to view Scott Taylor Marshall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 18, 2021 - Present
VALMARK ADVISERS, INC.
Office #1: 2630 Ridgewood Road, Suite C, Jackson, MS 39216RIA
CRD#: 108050
Jackson, MS
Current
October 18, 2021 - Present
VALMARK SECURITIES, INC.
Office #1: 2630 Ridgewood Road Suite C, Jackson, MS 39216BD
CRD#: 31243
Jackson, MS
Past
August 6, 2009 - October 18, 2021
TLG ADVISORS, INC.
RIA
CRD#: 111052
JACKSON, MS
Past
August 6, 2009 - October 18, 2021
THE LEADERS GROUP, INC.
BD
CRD#: 37157
Jackson, MS
Past
July 27, 2007 - August 7, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
RIDGELAND, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/18/2021)
IAR
Alabama(10/18/2021)
IAR
Arizona(5/23/2024)
RR
Arkansas(10/18/2021)
IAR
Arkansas(10/18/2021)
RR
Florida(10/18/2021)
IAR
Florida(10/22/2021)
RR
Kentucky(10/18/2021)
IAR
Kentucky(10/18/2021)
RR
Louisiana(10/18/2021)
IAR
Louisiana(10/18/2021)
RR
Michigan(1/6/2023)
IAR
Michigan(1/6/2023)
RR
Mississippi(10/18/2021)
IAR
Mississippi(10/18/2021)
RR
Missouri(10/18/2021)
RR
New Jersey(10/18/2021)
IAR
New Jersey(10/19/2021)
RR
Tennessee(10/18/2021)
RR
Texas(10/18/2021)
IAR
Texas(10/18/2021)
RR
Virginia(5/18/2022)
IAR
Virginia(5/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Jackson, MS 39216TRUST BUT VERIFY
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