Michael S. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael S Hayes, CFP®, who also goes by Michael S Hayes Cpa, Michael Hayes, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 5 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
September 30, 2020 - October 29, 2024
FH FINANCIAL PLANNING SERVICES
November 2, 2018 - July 6, 2020
OSAIC WEALTH, INC.
November 2, 2018 - July 6, 2020
OSAIC WEALTH, INC.
March 30, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 29, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
November 14, 2012 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 29, 2012 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 2, 2000 - December 31, 2007
FERRARO, HIGGINBOTHAM & HAYES, P.A.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FH FINANCIAL PLANNING SERVICES
CRD#: 310086 / SEC#:
Contact information
Red Flags
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