Brooklyn Hannah Brock
CFP®, ChFC®Professional Summary
Brooklyn Hannah Brock, CFP®, ChFC®, who also goes by Brooke Hannah Brock, is a registered financial advisor currently at ELLEVATE ADVISORS located in Tulsa, Oklahoma. Brooklyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brooklyn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Business Services
- Financial Planning
- Estate & Legacy Planning
Specializations
Biography
I started in the industry with my family’s Ameriprise practice straight out of college. After passing the Series 7, 66, and OK Insurance exams, I worked as an Associate Advisor for several years, supporting several hundred client relationships, servicing 1-2 dozen retirement plans, and assisting with 2 business transitions with a retention rate of over 95%. As a 3rd generation CFP, I wanted to challenge myself with new experiences and left the family firm to...
Other Aliases
Brooke Hannah Brock
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
ELLEVATE ADVISORS | ELLEVATE ADVISORS LLC
Contact Information
Main Address
Tulsa, OKMailing Address
7107 S. Yale Ave. #106, Tulsa, OK 74136-6308Phone Number
(628) 777-3553# of Employees
5Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/19/2020)
(1/27/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brooklyn Hannah Brock's CRS (Customer Relationship Summary).
Services Offered by Brooklyn
- Business Services
- Financial Planning
- Estate & Legacy Planning
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