Brooklyn H. Brock
ELLEVATE ADVISORS
Tulsa, OK
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CRD#: 5371050
Professional summary
Brooklyn Hannah Brock, CFP®, ChFC®, who also goes by Brooke Hannah Brock, is a registered financial advisor currently at ELLEVATE ADVISORS located in Tulsa, Oklahoma.
Brooklyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brooklyn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I started in the industry with my family’s Ameriprise practice straight out of college. After passing the Series 7, 66, and OK Insurance exams, I worked as an Associate Advisor for several years, supporting several hundred client relationships, servicing 1-2 dozen retirement plans, and assisting with 2 business transitions with a retention rate of over 95%.
As a 3rd generation CFP, I wanted to challenge myself with new experiences and left the family firm to spend a few years at a fee-only advisory firm, where I obtained the credentials of CFP®, CEPA®, ChFC®, and CKA®. I served on the Tulsa Board for the Financial Planning Association for over 5 years, including President for 1 year.
My formal education includes a Bachelor of Science in International Business and Economics, a minor in Marketing, as well as a Bachelor of Arts in French, all from the University of Arkansas (Fayetteville, AR).
I met my wonderful husband, Aron, in Tulsa. He works full-time as a mechanical engineer while helping me run my firm. We love living in Tulsa with our precious little Yorkie, Theo! We are fortunate that both our families live in Tulsa and we enjoy attending church and having dinner with them every week.
Question & Answer
What are your service offerings?
Small Business Planning
Business Succession Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Estate & Generational Planning...
Fixed Fee (Subscription, Retai...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
Brooke Hannah Brock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brooklyn Brock is currently employed as a Paraplanner at Delegated Planning, This activity accounts for approximately 25% of her time. Brooklyn Brock is currently employed as a Treasurer and Librarian at the International Languages Library. This activity accounts for approximately 5% of her time.
CRS (Client Relationship Summary) - RIA
Click below to view Brooklyn Hannah Brock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 19, 2020 - Present
ELLEVATE ADVISORS
RIA
CRD#: 307301
Tulsa, OK
Past
September 24, 2018 - January 7, 2021
SAGEOAK FINANCIAL, LLC
RIA
CRD#: 166927
TULSA, OK
Past
July 14, 2015 - September 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TULSA, OK
Past
March 26, 2015 - September 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TULSA, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(2/19/2020)
IAR
Texas(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ELLEVATE ADVISORS
ELLEVATE ADVISORS | ELLEVATE ADVISORS LLC
CRD#: 307301 / SEC#:
Oklahoma
Registered Investment Advisory firm - (2/19/2020 Approved)Texas
Registered Investment Advisory firm - (1/18/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Tulsa, OK
Mailing Address
7107 S. Yale Ave. #106, Tulsa, OK 74136-6308
Phone number
(628) 777-3553
Established
Firm type
Fiscal year end
# of Employees
5
Red Flags
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