Mackenzie H. Parsons
CORNERSTONE FINANCIAL PLANNING
PORTLAND, ME 04101
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CRD#: 5371043
Professional summary
Mackenzie Holly Theodora Parsons, CFP®, who also goes by Mackenzie Holly Arsenault, Mackenzie Arsenault, Mackenzie Holly Theodora Parsons, is a registered financial advisor currently at CORNERSTONE FINANCIAL PLANNING, LLC located in Portland, Maine.
Mackenzie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mackenzie has worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 3 exams.
Biography
Mackenzie graduated from Roger Williams University in Bristol, Rhode Island, Magna Cum Laude, with a BS, in Financial Services. She later completed her Financial Planning coursework at Boston University.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Estate Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Socially Responsible Investmen...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Mackenzie Holly Arsenault | Mackenzie Arsenault | Mackenzie Holly Theodora Parsons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
West Mountain Margarita LLC, Not Investment-Related, 6045 Reservoir Lane, Carrabassett Valley, ME, Nature of Business: Short-term rentals, Position - Managing Member/Owner, Start date: 08/25/2022, number of hours spent per month: 1 hour, number of hours spent during securities trading hours-0 hours. Duties: Managing AirBnb inquires, cleaning schedule, and representation at HOA.
CRS (Client Relationship Summary) - RIA
Click below to view Mackenzie Holly Theodora Parsons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 1, 2014 - Present
CORNERSTONE FINANCIAL PLANNING, LLC
Office #1: 38 Union Wharf, Portland, ME 04101RIA
CRD#: 129656
PORTLAND, ME
Past
September 29, 2010 - May 8, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOSTON, MA
Past
November 17, 2009 - September 30, 2010
SMI MANAGEMENT & RESEARCH LLC
RIA
CRD#: 131162
DAMARISCOTTA, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORNERSTONE FINANCIAL PLANNING, LLC
CORNERSTONE FINANCIAL PLANNING, LLC | CORNERSTONE FINANCIAL PLNNING, LLC
CRD#: 129656 / SEC#: 801-107703
RIA
Registered Investment Advisory firm - (4/27/2016 Approved)Maine
Registered Investment Advisory firm - (6/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - (6/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(5/1/2014)
IAR
New Hampshire(5/1/2014)
IAR
Texas(5/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CORNERSTONE FINANCIAL PLANNING, LLC
CORNERSTONE FINANCIAL PLANNING, LLC | CORNERSTONE FINANCIAL PLNNING, LLC
CRD#: 129656 / SEC#: 801-107703
RIA
Registered Investment Advisory firm - (4/27/2016 Approved)Maine
Registered Investment Advisory firm - (6/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - (6/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8 Greenleaf Woods Dr. Suite 202, Portsmouth, NH 03801
Mailing Address
Phone number
(603) 431-1133
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 336,027,979 |
Red Flags
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Company Information
CORNERSTONE FINANCIAL PLANNING, LLC
CRD#: 129656Portland, ME 04101TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
