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CG

Christine E. Galeon

ETHIC
New York, NY 10013
Some features on this profile are disabled
CRD#: 5370912
CG

Professional summary

Christine Elizabeth Galeon, who also goes by C E Feliciano, Christine Elizabeth Feliciano, Christine Feliciano, Christine E Galeon, Christine Feliciano Galeon, Christine Galeon, is a registered financial advisor currently at ETHIC located in New York, New York.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Christine has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

C E Feliciano | Christine Elizabeth Feliciano | Christine Feliciano | Christine E Galeon | Christine Feliciano Galeon | Christine Galeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Elizabeth Galeon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2025 - Present

ETHIC

Office #1: 99 Hudson Street 17th Floor, New York, NY, 10013
RIA
CRD#: 282827
New York, NY
Past

June 21, 2016 - November 29, 2017

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ET
ETHIC
ETHIC | SIMPLIFUND INC. | ETHIC INC.

CRD#: 282827 / SEC#: 801-107290

RIA
Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/21/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/21/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/12/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/29/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/2016
General Securities Representative Examination

Current Firm

ET
ETHIC
ETHIC | SIMPLIFUND INC. | ETHIC INC.

CRD#: 282827 / SEC#: 801-107290

RIA
Registered Investment Advisory firm - (2/18/2016 Approved)
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Contact information

Main Address
99 Hudson Street 17th Floor, New York, NY, 10013
Mailing Address
Phone number
(646) 687-6744
Established
Firm type
Fiscal year end
# of Employees
77

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts2,736
AUM (Assets Under Management)$ 7,279,165,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ETHIC

CRD#: 282827New York, NY 10013

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