Ryan M. Penninger

MCGINN PENNINGER INVESTMENT MANAGEMENT

Charleston, SC 29401

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CRD#: 5370670

Professional summary

Ryan Mccoy Penninger, CFA is a registered financial advisor currently at MCGINN PENNINGER INVESTMENT MANAGEMENT INC. located in Charleston, South Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Mccoy Penninger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 3, 2019 - Present

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

Office #1: 215 East Bay Street Suite 203b, Charleston, SC 29401Office #2: 277 S. Washington Street Suite 340, Alexandria, VA 22314

RIA

CRD#: 107396

Charleston, SC

Past

September 2, 2010 - December 31, 2017

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107396

ALEXANDRIA, VA

Past

September 18, 2007 - September 26, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ALPHARETTA, GA

Past

August 24, 2007 - September 26, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MCGINN INVESTMENT MANAGEMENT INC | MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

CRD#: 107396 / SEC#: 801-40578

RIA

Registered Investment Advisory firm - (2/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/3/2019)

IAR

District of Columbia
(1/6/2020)

IAR

Maryland
(4/3/2019)

IAR

South Carolina
(9/8/2022)

IAR

Virginia
(4/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 9/25/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/23/2007

General Securities Representative Examination

Current Firm

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MCGINN INVESTMENT MANAGEMENT INC | MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

CRD#: 107396 / SEC#: 801-40578

RIA

Registered Investment Advisory firm - (2/7/1992 Approved)

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Contact information

Main Address

277 S. Washington Street Suite 340, Alexandria, VA 22314

Mailing Address

215 East Bay Street Suite 203b, Charleston, SC 29401

Phone number

(703) 548-2555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RYAN MCCOY PENNINGER (3/20/2025)

ALICIA MAGNIER SUPPLEMENT (3/20/2025)

RICHARD SLATER SUPPLEMENT (3/20/2025)

CHRIS LANE SUPPLEMENT (3/20/2025)

MCGINN PENNINGER ADV PART II A (3/20/2025)

BERNARD MCGINN SUPPLEMENT (3/20/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 174,267,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan M. Penninger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Mccoy Penninger's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2007

Series 31

Date: 9/25/2007

Series 7

Date: 8/23/2007

Current Firm

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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