Dana J. Johnson
Professional summary
Dana Jerome Johnson, who also goes by Dana J Johnson Mr., Dana J Johnson, is a registered financial advisor currently at JOHNSON CAPITAL GLOBAL ADVISORY L.L.C. located in Jersey City, New Jersey.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Dana has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dana Jerome Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2019 - Present
JOHNSON CAPITAL GLOBAL ADVISORY L.L.C.
November 25, 2016 - May 2, 2018
WILMINGTON CAPITAL SECURITIES, LLC
November 25, 2016 - May 2, 2018
WILMINGTON CAPITAL SECURITIES, LLC
April 8, 2014 - September 21, 2016
SANTANDER SECURITIES LLC
April 7, 2014 - September 21, 2016
SANTANDER SECURITIES LLC
May 18, 2011 - November 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2011 - November 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2008 - April 28, 2011
CHASE INVESTMENT SERVICES CORP.
July 10, 2008 - April 28, 2011
CHASE INVESTMENT SERVICES CORP.
March 3, 2008 - May 28, 2008
MORGAN STANLEY & CO. LLC
October 24, 2007 - May 28, 2008
MORGAN STANLEY & CO. LLC
July 16, 2007 - October 26, 2007
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2019)
Exams
Current Firm
JOHNSON CAPITAL GLOBAL ADVISORY L.L.C.
CRD#: 300578 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,600,000 |
Red Flags
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