Matthew C. Saller

COMPLETE WEALTH MANAGEMENT

Valley View, TX

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CRD#: 5370590

Professional summary

Matthew Charles Saller is a registered financial advisor currently at COMPLETE WEALTH MANAGEMENT, LLC located in Valley View, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Matthew Saller is the Co-owner of D&L Farm and Home, a retail store specializing in agricultural, pet, and home care products. This activity is not investment related. Matthew devotes 160 hours per month to this activity, most of which is during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Charles Saller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2019 - Present

COMPLETE WEALTH MANAGEMENT, LLC

RIA

CRD#: 288794

Valley View, TX

Past

July 13, 2018 - September 17, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

March 18, 2009 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PLANO, TX

Past

May 13, 2008 - September 4, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPLETE WEALTH MANAGEMENT, LLC

CRD#: 288794 / SEC#: 801-132711

RIA

Registered Investment Advisory firm - (5/5/2025 Approved)

Texas

Registered Investment Advisory firm - (7/19/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/27/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/5/2014

General Securities Sales Supervisor - Options Module Examination

Current Firm

COMPLETE WEALTH MANAGEMENT, LLC

CRD#: 288794 / SEC#: 801-132711

RIA

Registered Investment Advisory firm - (5/5/2025 Approved)

Texas

Registered Investment Advisory firm - (7/19/2017 Approved)

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Contact information

Main Address

Valley View, TX

Mailing Address

624 W. University Dr., # 430, Denton, TX 76201

Phone number

(940) 382-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPLETE WEALTH MANAGEMENT, LLC- FORM ADV PART 2AB (4/3/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 125,070,307

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew C. Saller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Charles Saller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

COMPLETE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2009

Series 63

Date: 5/27/2008

SIE

Date: 9/4/2018

Series 7

Date: 5/12/2008

Series 9

Date: 11/5/2014

Current Firm

COMPLETE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPLETE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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