Christopher Appaneal
Professional summary
Christopher Appaneal, who also goes by Christopher James Appaneal, Christopher Appaneal, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Appaneal's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 12, 2024 - June 27, 2025
UNION SQUARE ADVISORS LLC
April 25, 2022 - January 2, 2024
TD SECURITIES (USA) LLC
June 19, 2015 - May 3, 2022
RAYMOND JAMES & ASSOCIATES, INC.
February 21, 2014 - June 23, 2015
CANACCORD GENUITY LLC
April 19, 2012 - February 28, 2014
BDO CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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