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CP

Charles A. Peruchini

ANKURA CAPITAL ADVISORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5370324
CP

Professional summary

Charles Andrew Peruchini is a registered financial professional currently at ANKURA CAPITAL ADVISORS, LLC located in Chicago, Illinois.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Andrew Peruchini's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2008 - Present

ANKURA CAPITAL ADVISORS, LLC

Office #1: 150 North Riverside Plaza Suite 2400, Chicago, IL 60606
BD
CRD#: 114155
Chicago, IL
Past

October 15, 2007 - November 19, 2007

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/25/2008)

Exams

State Security Law Exam
RR
Series 63
Date: 10/23/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ANKURA CAPITAL ADVISORS, LLC
ANKURA CAPITAL ADVISORS, LLC | NAVIGANT CONSULTING ENERGY CAPITAL, LLC | NAVIGANT CONSULTING CAPITAL, LLC | NAVIGANT CAPITAL ADVISORS, LLC

CRD#: 114155 / SEC#: , 8-53403

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
485 Lexington Avenue 10th Floor, New York, NY 10017
Mailing Address
485 Lexington Avenue 10th Floor, New York, NY 10017
Phone number
(212) 818-1555
Established
Delaware since 06/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THOREAU HOLDCO, LLCSOLE MEMBER
HILFER, STEVEN MARTINDIRECTOR1744802
LENART, BRIAN DOUGLASCCO, AMLCO736107
OBSBAUM, FREDRIC MICHAELFINOP, PFO/POO1160811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANKURA CAPITAL ADVISORS, LLC

CRD#: 114155Chicago, IL 60606

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