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MS

Michael S. Scott

CRD#: 5370297
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MS
Michael Steven Scott

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Steven Scott, who also goes by Michael S Scott, Michael Scott, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Aliases

Michael S Scott | Michael Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 12, 2024 - June 30, 2026

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Gorham, ME
Past

November 8, 2024 - June 30, 2026

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
GORHAM, ME
Past

June 2, 2021 - November 12, 2024

TD PRIVATE CLIENT WEALTH LLC

RIA
CRD#: 164484
PORTLAND, ME
Past

June 1, 2021 - November 1, 2024

TD PRIVATE CLIENT WEALTH LLC

BD
CRD#: 164484
PORTLAND, ME
Past

April 13, 2020 - January 26, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
Portland, ME
Past

April 13, 2020 - March 17, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SOuth Portland, ME
Past

April 13, 2020 - January 11, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
Portland, ME
Past

August 26, 2019 - March 6, 2020

EDWARD JONES

RIA
CRD#: 250
South Portland, ME
Past

July 3, 2019 - February 26, 2020

EDWARD JONES

BD
CRD#: 250
South Portland, ME
Past

July 18, 2018 - June 26, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

October 20, 2016 - March 6, 2018

SAMMONS FINANCIAL NETWORK, LLC

BD
CRD#: 158538
WEST DES MOINES, IA
Past

October 23, 2012 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
CHARLOTTE, NC
Past

October 23, 2012 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
CHARLOTTE, NC
Past

February 15, 2011 - October 3, 2016

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
CHARLOTTE, NC
Past

September 16, 2009 - September 21, 2010

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
WEST DES MOINES, IA
Past

April 9, 2008 - August 25, 2009

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
AMES, IA
Past

August 10, 2007 - April 18, 2008

NEW ENGLAND SECURITIES

BD
CRD#: 615
WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/17/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/23/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/26/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/9/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/20/2012
Investment Company Products/Variable Contracts Principal Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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